Best Practices for Cross-Departmental Workplace Investigations in Corporate Security

Resolver
· 5 minute read
Hdr cross departmental workplace investigations

Workplace investigations can be challenging, but they’re essential for maintaining a safe environment for employers and employees alike. Cross-departmental workplace investigations ensure compliance with legal standards and internal policies. Collaborating with other departments can be even more powerful than keeping them among a smaller team. By leveraging diverse perspectives and expertise, organizations can create a more thorough and unbiased investigation process. This approach strengthens the investigation process and aligns the security program with broader business objectives, highlighting its importance and return on investment (ROI).

In this blog, we’ll explore the strategic steps required to develop a comprehensive security program and the benefits of cross-departmental collaboration. We’ll also discuss how these practices drive better interactions and outcomes, empowering you to communicate the value of security investments.

What is a workplace investigation?

A workplace investigation is a structured process aimed at addressing allegations of misconduct, such as harassment, discrimination, or other workplace violations. Effective workplace investigations are crucial for maintaining legal compliance and a respectful work environment. Common challenges include bias and lack of thoroughness, which can compromise the integrity of the investigation.

Cross-departmental partnerships can enhance the investigation process by leveraging diverse perspectives and expertise. For example, HR can provide insights into employee behavior and company policies, legal teams ensure compliance with laws and regulations, security offers expertise on physical and procedural safety, and IT contributes technological know-how for data retrieval and analysis.

Conducting a thorough investigation is vital for maintaining compliance with legal standards and internal policies. A well-conducted investigation helps prevent and address misconduct, including harassment and discrimination, which is crucial for creating a safe and respectful environment. By adhering to rigorous investigative processes, organizations can uphold the integrity of their operations and foster a culture of trust and accountability.

Compliance with legal standards and internal policies

Ensuring compliance with legal standards and internal policies is crucial in conducting workplace investigations. Steve Powers, Associate Managing Director Enterprise Security Risk Management at Kroll, emphasizes the importance of this approach, stating, “By adhering to legal requirements and internal guidelines, organizations can maintain a fair and thorough investigation process, safeguarding both the company and its employees.” These measures not only uphold the integrity of the investigation process but also foster a culture of trust and accountability. Below are examples of key legal standards and internal policies organizations should implement to ensure compliance:

Title VII of the Civil Rights Act

Compliance with Title VII of the Civil Rights Act is essential for preventing discrimination based on race, color, religion, sex, or national origin. This law provides a framework for ensuring that investigations into workplace misconduct are conducted fairly and thoroughly. Organizations must implement anti-discrimination policies and training programs to educate employees about their rights and responsibilities under this law. Additionally, procedures for reporting and investigating discrimination complaints should be clearly defined and communicated to all employees.

OSHA regulations

The Occupational Safety and Health Administration (OSHA) regulations ensure that employers provide a safe and healthy workplace. Compliance with OSHA standards during investigations is crucial, as these regulations set the groundwork for addressing workplace hazards and ensuring employee safety. Organizations should develop health and safety policies that include regular workplace inspections, hazard reporting systems, and employee training on OSHA standards. By following these guidelines, companies can prevent workplace violence and injuries, maintaining a secure work environment.

California Bill 553 (SB553)

California Bill 553 mandates the development of workplace violence prevention plans. As Steve Powers notes, “This bill highlights the necessity for organizations to proactively address potential workplace violence, ensuring a safer environment for all employees.” To comply with this bill, organizations should establish comprehensive workplace violence prevention policies, including regular risk assessments, employee training, and clear reporting mechanisms. These policies must outline procedures for identifying and addressing potential threats, ensuring that employees feel safe and supported.

Learn more: California Bill 553 Compliance Explained: A Guide for Retail Safety

Benefits of cross-departmental partnerships

Cross-departmental workplace investigations are essential for conducting thorough and effective investigations. By involving various departments such as HR, legal, security, and IT, organizations can leverage diverse perspectives and expertise, leading to a more comprehensive and accurate investigation process. As Powers emphasizes, “Collaboration between departments is crucial for a detailed and efficient investigation. Each department brings unique insights that help uncover the full scope of an issue.”

1. Diverse perspectives provide an enhanced investigative process

Involving multiple departments in workplace investigations brings a range of perspectives that can significantly enhance the investigative process. This collaboration ensures a comprehensive examination of incidents, revealing aspects that might be overlooked if only one department were involved and such as:

  • Broad Examination: Collaboration between HR, legal, security, and IT departments brings diverse perspectives to workplace investigations. Varied viewpoints allow for a comprehensive examination of incidents, uncovering aspects that might be overlooked if only one department were involved.
  • Enhanced Problem-Solving: By integrating insights from different departments, organizations can identify root causes and implement more effective solutions. This multi-faceted approach allows for innovative strategies that might not be evident when working within a single department. Collaborative investigations lead to more effective problem-solving and process improvement.

2. Improved accuracy and efficiency

Collaborative investigations not only bring diverse insights but also enhance the accuracy and efficiency of the investigation process. When departments share resources and expertise, the investigation becomes more detailed and thorough, allowing for:

  • Resource Pooling: When departments collaborate, they pool their resources, such as databases, surveillance systems, and investigative tools, leading to a more detailed and accurate investigation process.
  • Efficient Process: Shared resources and expertise from various departments enhance the thoroughness of investigations, ensuring all relevant information is considered. Collaboration also improves efficiency by eliminating redundant efforts and streamlining the investigation process.
  • Quicker Resolutions: As Powers notes, when working with other teams to address physical security incidents, “it doesn’t [always] need to go up to leadership; we can know what other teams to work with to address these incidents.” This collaborative approach not only expedites resolutions but also ensures that investigations are handled with the utmost accuracy and thoroughness.

3. Utilization of Investigation Management Software

Investigation management software can significantly enhance the coordination and effectiveness of cross-departmental workplace investigations. By centralizing data and facilitating communication, this software ensures a seamless and comprehensive investigative process through:

  • Centralized Data Management: Investigation management software can further enhance the efficiency and accuracy of cross-departmental workplace investigations. This software centralizes data, facilitates communication between departments, and ensures that all steps of the investigation are thoroughly documented and tracked.
  • Streamlined Communication: Using investigation management software allows for seamless communication among departments, improving the coordination and execution of investigative tasks.
  • Comprehensive Documentation: This software ensures that every aspect of the investigation is recorded and accessible, leading to a more streamlined and effective investigation process.

Resolver's security incident management dashboard shows different colourful graphs and charts to help corporate security teams manage and mitigate physical security incidents proactively.

Strategies for effective cross-departmental workplace investigations

To ensure successful cross-departmental workplace investigations, it’s essential to implement strategies that foster collaboration, leverage technology, and ensure all involved parties are aligned. Steve Powers emphasizes the importance of collaboration, noting, “Each department brings unique insights that help uncover the full scope of an issue.”

These strategies not only enhance the accuracy and thoroughness of investigations but also promote a culture of accountability and continuous improvement:

  • Engage HR, legal, security, and IT departments: Each department brings unique insights that contribute to a more thorough risk assessment. 
  • Involve stakeholders: Different departments must ensure their own policies are followed, especially regarding potential risks. Involving stakeholders from the start will strengthen communication and alignment.
  • Use technology: Resolver’s Investigation Management software effectively manages and tracks policy implementation, ensuring compliance and effectiveness.
  • Develop department-specific training programs: When all employees understand the policies and their roles, incident response becomes effective and efficient. 

Watch our on-demand webinar, “Managing Workplace Investigations Through Cross-Departmental Partnerships,” to learn more about effective investigation strategies.

Bolster a collaborative environment with Resolver

A collaborative environment directly contributes to organizational success by creating a safer, more compliant workplace. Quantifying the benefits of this approach, such as reduced incidents and associated costs, is crucial for demonstrating the return on investment (ROI) of your security measures.

By integrating security measures into your broader strategic plans, you can make a compelling business case for continued investment in security and collaborative investigations, ultimately contributing to the overall success of your organization.

Implementing these strategies for effective cross-departmental workplace investigations, organizations can foster a collaborative environment that enhances both the thoroughness and efficiency of their investigations. Using a collaborative approach not only leads to more accurate findings but also strengthens the overall security posture of the company.

With tools like Resolver’s Investigation Management Software, you can streamline the process, ensuring that all steps are documented, communication is seamless, and policies are consistently followed.

Request a demo today to see how Resolver’s Investigations Management Software can enhance your workplace investigations!

This content was originally published on April 29, 2019, and updated for data and content relevancy. 

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